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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Edinburgh, South East, Channel Islands, East Midlands, South West, Yorkshire & The Humber
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1-30 of 117 Jobs Company Location Date
Senior Regulatory Risk Manager
change
Salary: £Excellent
UK-Edinburgh 20 Aug
Focusing primarily on current and emerging regulations and risks this role is based in one of the top Investment Management F...
Risk & Compliance Manager, Online Savings
Barclay Simpson
Salary: To.£80,000+Bens+Bonus
UK-London 20 Aug
Our client is one of the UK’s leading non-standard financial services groups, conservatively managed with robust underwriting...
Senior Compliance Consultant Institutional Compliance
Oldbury Howard Limited
Salary: £ 500 - 600 per day
UK-London 20 Aug
Global asset management house with many strata of compliance concerns world wide, seek broad portfolio Compliance expert with...
Head of Compliance Monitoring Deputy Director
Oldbury Howard Limited
Salary: Basic £65 - 75 000 plus b...
UK-London 20 Aug
Major Asset Management house seeks Head of Compliance Monitoring to help grow and re-organise global monitoring team and to s...
Senior Compliance Monitoring and testing Analyst - Conflicts manager
Oldbury Howard Limited
Salary: £60 000 basic plus bonus...
UK-London 19 Aug
First Tier Investment bank require Compliance monitoring professional within Asset Management to manage Conflicts of Interest...
Disclosure of Interest & Take Over Panel Reporting
McGregor Boyall
Salary: £ According to Cand...
UK-London 19 Aug
Global investment banking player is currently looking for a compliance analyst to join its Disclosures team. A confident w...
Operational Risk Analyst - Insurance
Hays City
Salary: pension, 25 days holiday
UK-London 19 Aug
Working for a large Life company based in London, this is an excellent opportunity for a Risk Analyst looking to develop thei...
Compliance Administrator
Not Disclosed
Salary: competitive with excellen...
UK-London 19 Aug
Fatastic opportunity for someone who would like to begin a career within a dynamic financial services organisation within a c...
Counsel (Banking)
EBRD
Salary: Competitive
UK-London 19 Aug
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Head of Offshore Group Compliance
Deutsche Bank
Salary: Competitive
UK-Channel Islands 19 Aug
Oversee Compliance of 3 core business areas: Private Wealth Management (PWM), Corporate Service Division (CSD) & Fiduciary Se...
Senior Counsel VP
State Street
Salary: Excelllent + benefits
UK-London 19 Aug
State Street is looking for a Senior Counsel VP
Dresdner Kleinwort - Lawyer in the Transaction Execution Group.
Dresdner Kleinwort
Salary: Competitive
UK-London 19 Aug
A great opportunity at DKIB to become part of the Transaction Execution Group as a Lawyer.
Senior Legal Counsel
Algorithmics
Salary: City Firm Competitive
UK-London 19 Aug
Reporting to the General Counsel, we are seeking a dynamic, energetic member of the Legal team based in the city
Audit, Internal Audit and IT Audit
Ernst & Young LLP
Salary: Competitive
UK-London 19 Aug
Velocity - Accelerate your career
Tax Accounting & Compliance Executive
Astbury Marsden Junior Fi...
Salary: £45000-£55000 basic + bon...
UK-London 19 Aug
A well known investment bank seeks a qualified Tax Accountant to join its expanding EMEA tax division within it's Corporate A...
Senior Corporate Governance Analyst
Michael Page Financial Se...
Salary: Competitive
UK-London 19 Aug
Leading global Asset Manager is looking to add a Senior Corporate Governance Analyst to their Fund Management team based in L...
Client Liaison Officer - Compliance
Hoodless Brennan plc
Salary: £20,000 - £30,000 Negotia...
UK-London 19 Aug
Based in Canary Wharf, Hoodless Brennan Plc is a fast growing independent private client stock broking company, specialising...
SOX Champion/IT Audit
JCW Search
Salary: £450-£550/day
UK-London 19 Aug
Sarbanes Oxley Champion required by FTSE 100 banking organisation - high profile role - interviews available at short notice...
Fund Administrator
Not Disclosed
Salary: £40,000 + Bonus + Benefit...
UK-London 19 Aug
Our client, a respected investment house is recruiting a Fund Administrator for their London office to play an integral role...
Compliance Specialist
Schroders
Salary: Competitive
UK-London 19 Aug
Assist the Compliance Manager in providing advice to the UK Retail Division liaising with both internal & external parties, i...
Investment Management Lawyer
Citifocus
Salary: £Attractive Package
UK-London 19 Aug
Prestigious global investment house seeks UK qualified lawyer with a significant amount of post qualification Asset Manageme...
Regulatory Capital Director - Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 19 Aug
An exceptional opportunity has arisen to join a tier 1 bank as a Director of Regulatory Capital, working as part of a dynamic...
Head of Capital Strategy, Top UK Bank, London
JP Banking Solutions
Salary: £80k - £100k + bonus + be...
UK-London 19 Aug
Our client is one of the top Commercial banks in the UK and currently have an exciting opportunity to join their dynamic and...
Head of Compliance
FSS
Salary: £100000 - £13...
UK-London 19 Aug

Head of Compliance

Leading international brokerage operating throughout the US, Europe and Asia.
COMPLIANCE MONITORING - EXCHANGE TRADING
McGregor Boyall
Salary: £ACCORDING TO CANDI...
UK-London 18 Aug
A superb opportunity currently exists to join the compliance function of one of the world's leading trading platforms. W...
Employee Relations Advisory Specialist
UBS AG
Salary: Competitive
UK-London 18 Aug
Employee Relations Advisory (ER) Specialists are part of a team within the Human Resource area providing technical expertise...
Regulatory Risk Manager - Complex Products & Derivatives
Scottish Widows Investmen...
Salary: Competitive Salary plus B...
UK-Edinburgh 18 Aug
Focusing primarily on current and emerging regulations and risks predominantly in respect of complex products and derivatives...
Deputy Company Secretary
Scottish Widows Investmen...
Salary: Competitive Salary plus B...
UK-Edinburgh 18 Aug
We are seeking a Deputy Company Secretary to support SWIP with all company secretarial duties including compliance with statu...
Business Lawyer - Asset Management
Livingston Edwards
Salary: Competitive salary and ex...
UK-London 18 Aug
Our client, a leading Global Asset Manager seek a qualified solicitor to provide legal support for their Europe and Asia regi...
Senior Operational Risk Manager, Northampton
Barclay Simpson
Salary: To £65,000+Car+Bonus (to...
UK-East Midlands 18 Aug
Europe’s leading credit card company is looking to recruit a Senior Operational Risk Manager to be based in Northampton.
Jobs: Compliance / Legal, UK (1-30 of 117 Jobs)